Selected Transactions

Stock Sale

$13,000,000

Aerospace Manufacturing

Debt Placement

$18,000,000

Financial Services

Stock Sale

Undisclosed Purchase Price

Renewable Energy

Debt & Equity Placement

$8,000,000

Health Care

Debt & Equity Placement

$480,000,000

Oil & Gas

$8,000,000

Assisted client in raising capital for recapitalization and for developing capasity. The client operates NO 1 Middle Fork bituminous coal mine in Kentucky.

Sale of Assets 
$5,000,000

$5,000,000

Represented Client, a leading supplier of language transcriptions services, in raising equity capital for M&A purposes to gain additional market share.

Equity Placement

$5,000,000

Technology & Software

(NASDQ: HYTM)

Commissioned to write an issuer paid research report for this provider of physilogical theapeutics for the treatment of alcohol & drug addition

Advisory Services

Assisting the company with further developing its business model and corporate with Korean partners

Corporate Financial, Business & Financial Advisory Services

$3,000,000

Represented client, an IT consulting company, in raising equity capital and providing business consulting and financial advisory

Advisory Services

Working with energy drink company so increase its brand equity and market share.

Advisory Services

Provided business and financial advisory services to this entertainment gaming and technology company.

(DKGR.PK)

Acted as Interim Chief Financial Officer in an effort to move Company from pinkSheets to OTCBB, and procare PIPE financing.

(OTCBB: KMAG)

$5,000,000

PIPE procurement

(TRGD.PK)

Assissed Company with name change and corporate restructuring

Assisted founders by providing business and financial advisory services and executing a Regulation D. Rule 504, Pinksheet offering.

Corporate Financial Advisory Services

Represented and advised client in procuring two offers for short term financing via factoring facility, and short-term loan

(OTCBB: AEND)
Coporate Finacial Advisory Services

Representing and advising client in procuring $10,000,000 PIPE offer.

(NASDAQ: POCC)

Represented this oil and gas pipeline company in public and private securities offering and in connection with contracts with Permex (Mexican government-owned oil and gas company) for the natural gas purchase and in connection with pipeline construction.

Valuation & Fairness Opinion

Issued valuation and Fairness Opinion for natinally recognized Toyota franchise

Financial Advisory Services

Represent this restaurant company and its subsidiaries and affiliates in various capital transactions, corporate structuring, restaurant development, and franchising transactions.

(NASDQAQ: OSIS) Corporate Finance, Merger & Acquisition Advisory

Represented this client, an opto-electrical and electronics equipment and systems manufacturer, in connection with three PIPE(Private Investment - Public Equity) securities offering which raised a total of $96M, the acquisition of PerkinElmer security and accaning systems business ($50M), and in connection with the acquisition of three medical device subsidiaries($31M).

Assissed Company with developing corporate structure and engaging Grand Illusions Entertainment to produce a state of entertainment properties including Rin-Tin-Tin Naked City and Roase 66.

(OTC BB: UDTT)

Prepared independent third-party valuation to facilitate a PIPE transaction for this homeland security company. 

Business and Financial Advisory Services

Provided business and financial advisory services for this manufacturer of heat sinks and thermal coolers for computers (principal costumers Intel, IBM and Gateway).

Business and Financial Advisory Services

Provided business and financial advisory services for this automobile dealership.

$1,000,000
Corporate Financial Services

Provided corporate financial services for this beverage company through one million dollar raise.

Business and Financial Advisory Services

Provided business and financial advisory services for this technology company

Business and Financial Advisory Services

Provided business and financial advisory services for this oil and gas seckxolozy comapny.

Business and Financial Advisory Services
Provided business and financial advisory services for this consumer products company

Business and Financial Advisory Services

Provided business and financial advisory services for this beverage distribution company

Business and Financial Advisory Services

Provided business and financial advisory services for this recycling company.

Business And Financial Advisory Services

Provided business and financial advisory services for this oil and gas technology company

Business and Financial Advisory Services

Provided business and financial advisory services for this online marketing and advertising agency.

Business and Financial Advisory Services

Provided business advisory services, including development of marketing & distribution strategy for this manufacturer & importer of AsomBroso Tequila

Business and Financial Advisory Services

Assisted in technology rollout for Sweden's largest telecom carrier.

Corporate Financial Advisory Services

Worked with company to prepare Regulation D, Rule 506, private placement: represent Company's homeland security technology solutions to municipalities, prepared Company's private and projected public valuation: and developed public registration plan involving the merger of several synergistic companies.

Corporate Financial and  Advisory Services

Working with company to procure short and long term financing; reconstructing into a new corporate exsit; increasing brand equity and market share; acting as Chairman of the Board

Mergers & Acquisition Advisory Services

Provided this IR/PR firm,which represents clients ranging from start-up companies to large conglomerates, with a full range valuation services and capital funding assistannce for its client companies.

Corporate  Financial & Development Advisory Services

$50,000,000

Provided business development and strategic planning servies to maximize ROI. Assisting in raising capital for a fixite 8- film slate that the company currently has under development. 

Mergers & Acquisition Advisory Services

Prepared independent third-party valuation and issued fairness opinion  to faciliate acquisition of this company by Care Concepts I, Inc. (AMEX:IBD)  form Penshouse International (Pink Sheets: PHSL). Resulted in Care Concepts acquisition of (iBill for 55,000,000)

Business, Financial & Corp Finance Advisory Services $3,000,000

Provided business advisory services, including development of business plan, financial model, and private placement memorandom, for this cosmetics company. Also assisted in raising capital in a private offering.

$900,000

Provided business advisory services for this consumer product company --- specifically, developed sales, marketing and retail distribution plan. Raised in a series of private placement.

Advisory Services

Provided Jose Eber Aselier, Beverly Hills, California, with management and tax advisory services.

Business Advisory Services

Negotiated licensing contract for SugarFighter Dieter's Gum for this diet and nutritional supplements company.

$5,000,000

Assisted Business Development Corporation with raising investment capital

(Pink Sheets: PHSL)

Prepared independent third-party valuation and issued solvency opinion to faciliate a PIPE transaction for this diversified holding company with operating subsidiaries in adult exsertainment, payment processing, Web-based software and real estate.

Corporate Financial Advisory Services

Provided corporate financial advisory services for this public relations firm

Business Advisory Services

Provided business advisory services for this distribution company.

Business and Financial Advisory Services

Provided business and financial services for this oil and gas technology company 

Merger & Acquisition Advisory Services
Provided M&A advisory services for this automobile franchisee

Business and Financial Advisory Services

Provided business and financial advisory services for this investments relations firm. 

Mergers & Acquisition Advisory Services

Provided M&A advisory services for this talent school

Mergers & Acquisition Advisory Services

Provided M&A advisory services for this technology company.

Business Valuation Services

Provided business valuation services for this automobile dealership

Mergers & Acquisition Advisory Services

Provided M&A advisory services for this entertainment technology company.

Merger & Acquisition Advisory Services

Provided M&A advisory services for this technology company.

IPO Services

Provided IPO services for this organic food company.

Business Valuation Services

Provided business valuation services for this automobile dealership

(NASDAQ:AMI)

Represented this company in connection with the public spin-off of its wholly-owned $100,000,000 subsidiary. Ambassadors Education Group, Inc.

(NASDA:PAX).

Represented and advised client in connection with the formation, funding and operation of a $250,000,000 real estate investment fund. Assisted in the aquisition and sale of properties, most of which were offlce building across the U.S., and in structuring and organizing the single purpose entities used to acquire and operate the properties.

Valuation & Equity Research
(Pink Sheets: COHQ,P/C) Provided a fairness opinon & initiated equity research coverage on this business incubator & development company.

Corporate Financial and Merger & Acquisition Advisory Services

Facilitated establishment of accounts receivable line, introduce a public company to merger Company with and capital sources for the merger.

Provided business advisory services, including development of marketing & distribution strategy and key additions to management team for this specially importer of alcohalic beverages. Also reperesented company in raising $2,700,000 in a series of private placements. 

Corporate Financial Advisory Services

Assigned Company with receipt of a SAMM private equity funding offer for this mortrage company

Represented this Texas corporation in corporate and debt restructuring.

$5,000,000

Representing this company in raising equity capital. This company has developed and markets Precis Vodka and other alcohal beverages.